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QReg Advisory is a Hong Kong based consulting company founded by Ms Clara Chiu,
the former HK SFC Fintech Head and Licensing Director. 

 

Our firm has an experienced team comprising ex-SFC senior members of Licensing and Intermediaries Supervision Departments as well as legal & market practitioners.


We provide strategic advisory services and offer bespoke business, licensing and on-going compliance consulting to the traditional financial industry, fintech and crypto sectors. We specialise in providing forceful, innovative and pragmatic commercial solutions.


We serve a broad range of clients and top-tier financial institutions in the fintech and crypto sector. To safeguard our clients’ confidentiality, all our consultants work exclusively for our firm and we do not engage any freelance advisors or contractors. We only serve clients who share our values and commitment to excellence and have a reputation for integrity and professionalism.  

Our People 

Exceptional. Astute. Insightful.  

Comprising ex-SFC senior members and veterans, our team offers a rich blend of legal and regulatory expertise. We excel in managing intricate licensing applications, providing strategic regulatory counsel, and delivering compliance consultancy services. Our proficiency empowers us to assist clients in expanding their businesses and solidifying their presence in Hong Kong .

Founder & CEO 

Clara Chiu 

Senior Consultant

Angela Wong

Senior Consultant

Ada Fu

Senior Associate

Xuefei Shao

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Value Proposition

Unparalleled Expertise & Distinctive Differentiation 

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Intricate familiarity with the law and regulations

We take pride in our outstanding success rate in securing regulatory approvals for our clients, often helping them to get first-of-its-kind licences, such as the first VA broker licence, RWA platform licence, approvals to be participating dealers for VA ETFs supporting VA-in & out and deemed licences for VA exchanges. This accomplishment is rooted in our extensive experience in the legal industry and SFC. Our heavy involvement in crafting the current Hong Kong VA regulatory framework has equipped us with an unmatched understanding of the securities regulations, licensing and compliance issues, particularly in the area of VAs.

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Deep understanding of financial regulators’ practices

Our in-depth understanding of the regulations and policies (including the regulatory intent, issues and expectations for market participants) has been instrumental in guiding prominent global & local VA exchanges, traditional & VA banks, top-tier securities brokers & asset managers and family offices in the regulatory process. We have also advised a number of RWA projects and Web 3.0 companies on expanding their presence in Hong Kong. Our innovative mindset has been invaluable in formulating bespoke and forward-looking strategic advice. 

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Tailor-made and bespoke advice

We distinguish ourselves from other professional advisors by working with our clients to achieve desired outcomes, rather than merely taking clients’ instructions. Our service approach is tactical and strategic, and strives for witnessing the growth of our clients’ business through long-term collaboration. 

Advanced Tech

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Regulatory crisis management

Leveraging deep understanding of the regulatory landscape, we act as a white knight, assisting clients to navigate when they face challenges relating to licensing, supervision or enforcement with regulatory bodies. Our expertise enables us to address these challenges effectively and devise appropriate strategies, particularly in managing high-stakes situations.

Our Services

We offer a comprehensive and diversified suite of services tailored to your needs. If you require any support, please feel free to discuss with us

01

Our firm provides bespoke licensing advice and assists our clients in obtaining licences and regulatory clearances, including SFC licences for traditional financial firms, VA exchanges, and VA fund managers as well as regulatory approvals for intermediaries to engage in different VA-related activities. Moreover, leveraging our team's previous experience in SFC inspections, we also offer counsel on SFC inspections and responses to the SFC.

03

With a profound understanding of the regulatory landscape, we also act as a white knight, assisting clients in navigating challenges they may face with regulatory bodies, whether they are related to licensing, supervision or enforcement. We also advise on tactful responses to any of SFC’s regulatory inquiries, including formal investigations, ad hoc inquiries, and disciplinary cases.

02

As a strategic advisory firm with robust regulatory expertise in SFC matters, we also provide strategic advice to help you navigate present and upcoming regulatory hurdles with our customised services designed to address specific challenges you may encounter.

04

Given our familiarity with government affairs, we are uniquely positioned to be your regulatory partner in Hong Kong. We can facilitate your engagement with the Government, regulatory bodies and other relevant stakeholders, effectively helping your business expansion in this region.  We are also well-versed in the workings of different financial regulators, enabling us to effectively facilitate any communication with regulatory bodies. 

Engagement

We support the industry...... 

Contact Us

  • LinkedIn

Address

Unit 1503, Tower 1, 

Admiralty Centre, Hong Kong

Phone

+852  5680 7052

Email


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